He began his career in the Jackson, Mississippi office of Arthur Andersen. 2023Gartner, Inc. and/or its affiliates. He began his career at Crestar Mortgage. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Head of Commercial Banking. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Jeremy King | Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. President, Regions Foundation. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. For bank chief risk officers, no room for error in compliance She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Senior Executive Vice President Manav Misra Additional information about Regions and its full line of products and services can be found at www.regions.com. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. December 09, 2020, 1:13 p.m. EST 1 Min Read. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. In addition, Nolan oversees competitive and strategic analysis. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Pichel began his career as a financial analyst with General Motors. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! Youre about to leave Regions to use an external site. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Regions' new chief transformation officer has expansive mandate In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Executive Vice President He earned a masters degree in Human Resources from Boston University. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Nolan joined Regions in 1989. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. He is a member of Regions Executive Leadership Team. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Management | Regions Financial Corporation Andrews experience and insights will help us build on these accomplishments. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Hope Dmuchowski Chief Financial Officer. Senior Executive Vice President He received a masters degree in business administration from Emory University, Atlanta, Georgia. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Additional information about Regions and its full line of products and services can be found at www.regions.com. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Officers & Directors | Renasant Corporation Senior Executive Vice President Deputy Chief Compliance Officer - Retail Broker-Dealer Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Senior Executive Vice President Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. By Jeremy King | February 9, 2021. Mehlman received her bachelors degree from Cornell University. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. He succeeds Hope Mehlman . Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Leadership Team and Board of Directors - First Horizon Bank All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Corporate governance is my passion. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Gartner Terms of Use He is a member of the banks Executive Leadership Team. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Reserve Bank of India - Notifications Beth Ardoin Chief Communications Officer . John Turner is president and chief executive officer of Regions Financial Corporation. Senior Executive Vice President General Counsel and Corporate Secretary. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Regions News on Twitter: @RegionsNews. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Senior Executive Vice President During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. She is also responsible for managing the companys relationships with credit rating agencies. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Gartner helps compliance officers transition confidently andsucceed faster. Scott M. Peters Danella earned a bachelors degree in Economics and English from Vanderbilt. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. 4 Models for the Chief Compliance Officer Role. Andrew Nix will join Regions as chief governance officer on March 17. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Youre about to leave Regions to use an external site. Deron Smithy serves as Regions Treasurer. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Regions Bank Names Andrew Nix as Chief Governance Officer Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Head of Corporate Banking Group. New compliance officers face an overwhelming amount of tasks during their first few months. He was also head of Commercial Middle Market and Treasury Management Sales. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Logan M. Pichel Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Head of Corporate Responsibility and Community Engagement. Chief Enterprise Operations and Technology Officer. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. William E. Horton and Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending.